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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Regulatory Environment15%- Banking regulations and compliance
  • 1. Consumer protection regulations
    • 2. Anti-money laundering requirements
      • 3. Capital adequacy and risk management requirements
        • 4. Regulatory agencies and oversight
          Financial Services Auditing25%- Risk assessment and audit planning
          • 1. Internal control evaluation
            • 2. Financial services risk identification
              • 3. Audit engagement planning
                Banking Discipline20%- Banking-specific knowledge
                • 1. Bank governance and regulatory expectations
                  • 2. Credit risk management
                    • 3. Liquidity risk
                      • 4. Interest rate risk
                        • 5. Capital management
                          • 6. Asset and liability management
                            Auditing Financial Services Products25%- Banking products and services
                            • 1. Investment and trust services
                              • 2. Treasury and cash management
                                • 3. Commercial lending
                                  • 4. Retail banking
                                    Auditing Financial Services Processes15%- Operational auditing
                                    • 1. Deposit operations
                                      • 2. Loan processing
                                        • 3. Information systems and technology controls
                                          • 4. Fraud prevention and detection

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