The CIRO Canadian Investment Regulatory exam is the official CIRO assessment behind the CIRE (Canadian Investment Regulatory Exam) credential, which sits at the Entry / Foundation level. Passing it confirms that your skills meet the vendor's current requirements rather than a textbook outline. It also connects with related certifications such as Retail Securities Exam (RSE), Institutional Securities Exam (ISE), Supervisor Exam (SUP), Trader Exam (TRD), Derivatives Exam, Director and Executive Exam, Chief Compliance Officer Exam, Chief Financial Officer Exam, so it can anchor a broader certification path.

According to the official exam information, the CIRO Canadian Investment Regulatory exam includes 110 questions and gives you 120 minutes to complete them. Treat that as a pacing exercise, not just a knowledge check: bank the questions you know first, flag the ones that stall you, and circle back instead of burning minutes on a single item. Before test day, run at least one full timed session in the NewPassLeader desktop or online test engine, so the clock never feels unfamiliar when it counts.

To pass the CIRO Canadian Investment Regulatory exam you need Approximately 60% (not published officially), and the official registration fee is CAD $475 (first attempt); CAD $300 (per retake). Keep one thing in mind: a failed attempt is not discounted, so retaking the exam means paying CAD $475 (first attempt); CAD $300 (per retake) again in full. A practical safeguard is to sit a complete NewPassLeader practice test a week or two before your exam date; if your timed scores are not sitting comfortably above the passing mark, consider pushing your booking back and drilling the weak domains first.

The official prerequisites for the CIRO Canadian Investment Regulatory exam are as follows: No mandatory prerequisites; foundational exam for CIRO Proficiency Model. Replaced Canadian Securities Course (CSC) effective Jan 1, 2026. CFA Level I or charterholders may be exempt.. Requirements can change over time, so confirm the details on the official CIRO exam page at https://www.ciro.ca/registered-individuals/proficiency/exam-hub/canadian-investment-regulatory-exam-cire before you book your seat.

You can register through the official channels listed below:

• CIRO Enrollment / Candidate Portal
• Fitch Learning (exam delivery)

Exam delivery: Computer-based, delivered at Prometric test centres or via remote proctoring (OnVUE).

CIRO points candidates toward the following official training options:

• CIRE Syllabus & Study Guide (official PDF)
• CIRO Practice Exam & Study Resources

Official training builds the theory; the 112 practice questions from NewPassLeader show you how that theory appears in exam-style items, which is where most study plans actually pay off.

Yes. A free PDF demo of the CIRO Canadian Investment Regulatory practice questions is available on the NewPassLeader samples page, so you can check the question style and difficulty before spending anything. Every purchase also includes 365 days of free updates, and if your product expires after that period, you can extend the update service from your member zone at 50% off.

If you take the CIRE exam within 60 days of your purchase and do not pass, NewPassLeader offers a 100% money-back guarantee: send a scanned copy of your exam enrollment slip together with the official Score Report PDF within two days of your exam date, and the refund is processed within seven days. The candidate name must match the payer name, and the guarantee does not apply to exams taken within three days of purchase, to material that was downloaded without the exam actually being taken, or to free materials and expired orders. Prefer to keep studying instead? You can exchange your purchase for two additional exam products of equal value, free of charge, while keeping the update service on your original product. Delivery itself is instant: the download link is emailed within one minute of payment, and if nothing arrives within two hours, our support team will sort it out. There is no limit on how many computers you install the material on.

The CIRO Canadian Investment Regulatory syllabus is organized into 9 domains. The leading areas include Client Complaint Handling and Reporting (~5%), Securities and Managed Products (~19%), and Scope of Client Relationship, KYC and Suitability (~15–18%). For the complete, topic-by-topic breakdown, scroll up to the Exam Topics section above.